保薦人缺失 – CBI Sky News

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證監：13須檢討保薦人佔IPO七成非常關注新股申請嚴重缺失指不應「只顧跑數」

Kenneth Li February 3, 2026 0 comment

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保薦人RaffAello遭證監罰400萬

Kenneth Li September 26, 2025September 26, 2025 0 comment

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高盛前職員落錯盤圖瞞過失釘牌半年

Kenneth Li September 25, 2024September 25, 2024 0 comment

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長江證券融資前負責人釘牌7年

CBI SKY October 12, 2023October 12, 2023 0 comment

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長江證券融資遭罰款2000萬吊銷牌照1年

CBI SKY August 22, 2023August 22, 2023 0 comment

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長江證券保薦有缺失罰2000萬
未為6上市申請盡職審查須停牌一年

CBI SKY August 22, 2023August 22, 2023 0 comment

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天財資本保薦中國糖果失職罰300萬

CBI SKY August 2, 2022August 2, 2022 0 comment

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天財資本保薦失職罰三百萬

CBI SKY August 2, 2022 0 comment

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易順達保薦工作失責被罰300萬

CBI SKY October 22, 2021October 22, 2021 0 comment

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證監轟豐盛保薦審查不力罰款550萬指申上市民企財務涉多項疑點

CBI SKY October 19, 2021October 19, 2021 0 comment

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